Provides three options based on whether an undertaking has been given:

• All: Includes all matters, regardless of whether undertaking had been given by the specified 'At Date'.
• Yes: Includes only matters where undertaking had been given by the specified 'At Date'.
• No: Includes only matters where undertaking had not yet been given by the specified 'At Date'.

Select 'None' or apply one of the following date filters to include only matters where the relevant date is on or before the specified Filter Date:

• AML Check Date
• Conflict Check Date
• Identity Check Date
• Retention Review Date
• Review Date
• Risk Assessment Completed Date
• Source of Funds Date
• Undertaking Received Date

NOTE: These date filters apply to the corresponding dates recorded in the 'Compliance' card within the matter table.

Works with the selected 'Other Date Filter' to include only matters where an undertaking was given on or before the specified date.

• Only active when the 'Other Date Filter' is not set to the default 'None'.
• For example, if the 'Other Date Filter' is set to 'AML Check Date' and the 'Filter Date' is 20/01/2024, the filters work together to include only matters where an undertaking was given on or before 20/01/2024.

• Group by the following: 
  • • None
    • Staff Responsible (default)
    • Staff Acting
    • Staff Assisting
    • Reporting Group
• Expand Row Groups: 
  • • Yes: Displays both the group rows and the rows within it.
    • No: Displays only the group row. 

• The client name.
• The matter description. 

Displays the date when the AML Check was completed, if applicable. 

NOTE: The 'Conflict Check Complete?' checkbox and the Conflict Check Date field are located under the 'Onboarding & AML Checks' tab in the Complaint Details window.

Displays the date when the Source of Funds Check was completed, if applicable. 

NOTE: The 'Source of Funds Check Complete?' checkbox and the Source of Funds Date field are located under the 'Onboarding & AML Checks' tab in the Compliance Details window.

Displays the date when the Source of Funds Check was completed, if applicable. 

NOTE: The 'Conflict Check Complete?' checkbox and the Conflict Check Date field are located under the 'Onboarding & AML Checks' tab in the Compliance Details window.

Yes: Identity Check has been completed. 
No: Identity Check is yet to be completed.

Displays the date when the Identity Check was completed, if applicable. 

NOTE: The 'Identity Check Complete?' checkbox and the Identity Check Date field are located under the 'Onboarding & AML Checks' tab in the Compliance Details window.

Yes: Indicates 'Client's objectives achieved' is ticked. 
No: Indicates 'Client's objectives achieved' is unticked. 

NOTE: The 'Client's objectives achieved' checkbox is located under the 'File Review Summary' tab in the Compliance Details window.

Yes: Indicates 'Client has indicated complaint' is ticked. 
No: Indicates 'Client has indicated complaint' is unticked. 

NOTE: The 'Client has indicated complaint' checkbox is located under the 'File Review Summary' tab in the Compliance Details window.

Yes: Indicates 'Case circumstances may give rise to claim' is ticked. 
No: Indicates 'Case circumstances may give rise to claim' is unticked. 

NOTE: The 'Case circumstances may give rise to claim' checkbox is located under the 'File Review Summary' tab in the Compliance Details window.